Regulation

Comments on Regulatory Matters: 2015

Date

Details

2/20/2015 SEC Comment Letter Related to Rule 15c2-12

Comments on Regulatory Matters: 2014

Date

Details

12/15/2014 SEC Letter Regarding Direct Purchase
12/8/2014 NAMA Comments to G-20
3/21/2014 NAMA Comments to G-18
3/10/2014 NAMA Comments to G-42
1/10/2014 Municipal Advisor FAQs